Governance & Compliance
Establishment and assurance of transparent governance structures as well as adherence to regulatory and internal requirements to minimize risks and liability exposure.
Target Group
Companies and public institutions with regulatory obligations or an increased need for internal control and steering mechanisms.
Problem Statement
Missing governance structures, unclear responsibilities, and insufficient compliance processes lead to liability risks, fines, and reputational damage.
Scope of Services
- Development of governance structures
- Establishment and maintenance of policies and standards
- Compliance management systems
- Internal control systems (ICS)
- Regulatory monitoring
- Audit preparation and support
- Role and responsibility models
- Reporting to management and supervisory bodies
- Training and awareness programs
Service Level (SLA)
- Availability of defined contact persons
- Regular compliance reports
- Response time for compliance incidents: ≤ 24 hours
- Audit support according to agreed timelines
- Technical Components
- GRC tools
- Document management systems
- Risk management software
- Reporting and dashboard solutions
- Workflow systems
Customer Benefits
- Legal certainty
- Transparent decision-making structures
- Reduction of liability risks
- Demonstrable compliance
- Strengthened corporate reputation
Extension Options
- External compliance audits
- Whistleblower systems
- Data protection advisory
- ESG reporting
- Supplier compliance
Onboarding & Implementation
- Assessment of existing governance structures
- Risk evaluation
- Definition of policies
- Implementation of control mechanisms
- Training and rollout